compliance Archives

How to Simplify Compliance for CLOs and Leveraged Loan Facilities

by Siepe | Feb 12, 2025 | Blog, Insights, Thought Leadership

By Teresa Lange Pierson, Director of Compliance When most people hear the word “compliance”, it will often have connotations of external oversight and the consequences of failing to uphold necessary standards, such as regulations, conduct and enforcement actions....

Traders Magazine: How Managed Services Can Mitigate Operational Pressures For the Buy Side

by Michael Pusateri | Oct 6, 2021 | Compliance, News, Thought Leadership

Efficiency is the genesis of all operational success. Not only does it help reduce costs and increase profits, but it also improves time to market and allows firms to adapt to changing market conditions. However, it’s challenging to unlock the optimal pathway to...

Siepe Named a Finalist in Four Categories in the 2021 Waters Rankings

by Siepe | May 14, 2021 | Awards

We’re happy to announce that Siepe has been named a finalist at the 2021 Waters Rankings in four categories: Best Managed Data Service Provider Best Cyber-Security Provider Best Outsourcing Service Provider Best Cloud Infrastructure Provider The annual Waters Rankings...